For independent financial advisors
Independent. Never alone.
You didn't enter this profession just to manage accounts. Keep your own brand, with an RIA, a broker-dealer and top-tier money management behind you.
KSCGJM
★★★★★
Advisors helping advisors. Created by advisors, for advisors.
Advisors helping advisors. Created by advisors, for advisors.
Your custodian, your call
Fidelity · Pershing · Schwab
Fidelity · Pershing · Schwab
Keep your brand
Your name. Your voice.
Your name. Your voice.
50+ portfolios
Direct access to PMs via LionShare
Direct access to PMs via LionShare
2 min
3
Custodians to choose from
50+
Portfolio options
4
Stage succession plan
0%
Taken from your insurance comp
Why advisors switch
Independence gave you freedom. It also gave you every job.
✕Locked into a single custodian
Fidelity, Pershing or Schwab. Your call.
✕Building a brand completely on your own
Your own DBA, or the Regal Financial Group mark.
✕Paying a cut of your insurance comp
Insurance comp stays off our payout grid.
✕Growing the business at the cost of your life
Increase your quality of life.
Advisors helping advisors
“We have walked the same journey you are walking today.”
Integrity
Innovation
Independence
What you get
The reach of a national firm. The heart of a partner.
- 01Regal Investment AdvisorsRIACustodian-agnostic, with best-in-class money management.
- 02Regulus Financial GroupBroker-dealerA full suite of products and solutions.
- 03LionShareMoney managementTop money management that frees up your time.
- 04IQL ProgramAward-winningPractice management built around your life.
- 05Keystone Succession4 stagesProtect your legacy, on your timeline.
How it works
Three steps. Zero pressure.
1
Book a confidential call
2
Share your story
3
Decide for yourself
Advisors helping advisors
Don't take our word for it.
★★★★★
“Building a marketing and activity plan off of my strengths has not only been a game changer for my business but has increased my quality of life.”
Forest Financial Group · FL
★★★★★
“…sharing my goals and dreams with Regal have been the catalyst for profound transformation in both my personal life and business growth.”
Regal Financial Group · CA
★★★★★
“…it’s in these moments of uncertainty that the true value of an accountability partner becomes evident.”
Summit Financial Group · IN
Questions
Quick answers.
Yes. Establish your own DBA or brand with our RIA/BD, or partner with the ready-made Regal Financial Group mark.
No. Insurance compensation doesn't run through our broker-dealer or RIA payout grid, and we're IMO-agnostic.
No. It's a confidential, two-way conversation about your practice and whether we're the right fit. No obligation.
Your next step
You'll never be just another production number.
Your goals matter. Your independence matters.
Book a Confidential Call →100% confidential · No obligation · Takes 2 minutes to book